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General Securities Representative Exam Question Breakdown. Prospecting for and Qualifying Customers: 4% of questions Per Exam. Evaluating Customer Needs and Objectives: 2% of questions Per Exam. Providing Customers with Investment Information and Making Suitable Recommendations: 48% of questions Per Exam. Handling Customer Accounts and Account Records: 11% of questions Per Exam. Understanding and Explaining the Securities Markets" Organization and Participants to Customers: 21% of questions Per Exam. Processing Customer Orders and Transactions: 5% of questions Per Exam. Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations: 8% of questions Per Exam. Uniform Securities Agent State Law Exam Question Breakdown. Registration of Persons: 40% of questions Per Exam. Securities: 10% of questions Per Exam. Business Practice: 40% of questions Per Exam. Administrative Provisions & Other Remedies: 10% of questions Per Exam. General Securities Representative - (Series 7) - 250 multiple choice questions - administered in two parts of 125 questions each; 3 hours testing time for each part. This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. General Securities Representative Exam The exam is a six-hour, 260 question test (250 of which count towards the final score) that is owned, maintained and administered by the Financial Industry Regulatory Authority (FINRA), which covers a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). A candidate must answer 70% of the questions correctly in order to pass. Upon passing the test, one is granted a Series 7/General Securities license.
Series 7 7.0 Review and Technical Forum
Series 7 7.0
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3-in-1: COM, .NET and XML Web service Interest derivatives pricing framework: set contract, set vol/price/interest models and run MC. We also cover: Treasury"s, Price/Yield, Zero Curve, Fixed-Interest bonds, Forward rates/FRAs, Duration and Convexity
EJB suite including price option and futures contracts using Monte Carlo and Finite Difference techniques. General MC pricing framework: wide range of contracts, price, interest and vol models.
Stock NeuroMaster is a charting software for US stock market, with stock prediction module based on Neural Networks, detailed trading statistics and free online stock quotes. It maximizes your trading profit by predicting the best BUY/SELL moments.
CD Stripper copies songs from an audio CD in your computer CD player (or from any other audio source), and saves them on your computer hard drive as MP3 files or standard Windows WAV files.
TrendCatch monitor Stock Indices - Compute live short-term Trend for S&P500 E-mini Futures. TREND-Change is calculated during the trading day following the markets movements second by second. Five trading Strategies to choose from.
Use Envelope Printer to print addresses and return addresses on any size envelope. Print in landscape or portrait mode, using any of your system"s fonts, and print in color. Envelope Printer keeps a database of addresses and return addresses.
Use Abacus to count lines in any MS Word document. Abacus will count gross lines, lines as a number of characters per line, or lines of highlighted text. It will then record the line counts in a log file for invoicing.
NetMarks Manager is a new bookmark manager solution. With NetMarks you can store and manage 1000"s of bookmarks, take notes, search, preview sites, store favorites, view as web pages, synchronize, and more. NetMarks integrates with Internet Explorer.
Let Odyssey search your computer for any file or for words/phrases that are in any file on your computer. Search using AND, NOT, and OR boolean operators. Perform either case sensitive or insensitive searches. Search any or all file types.